法律翻译 | 在公开征求意见后,欧盟数据保护委员会通过最终版《行政罚款计算指南》
译者 | 孙书朋 西南政法大学硕士
一审 | 左亦惟 中南财经政法大学本科
二审 | 邓雅元 复旦大学本科
编辑 | 邹鹏 吉林大学法硕
李建云 湖南师范大学本科
责编 | 王有蓉 中国政法大学硕士
EDPB adopts final version of Guidelines on the calculation of administrative fines following public consultation
在公开征求意见后,欧盟数据保护委员会通过最终版《行政罚款计算指南》
7 June 2023 EDPB
欧盟数据保护委员会 2023年6月7日
During its latest plenary, the EDPB adopted a final version of the Guidelines on the calculation of administrative fines following public consultation. These guidelines aim to harmonise the methodology data protection authorities (DPAs) use to calculate fines and include harmonised ‘starting points’. Hereby, three elements are considered: the categorisation of infringements by nature, the seriousness of the infringement and the turnover of a business.
在公开征求意见后,欧盟数据保护委员会在最近的全体会议上通过了最终版的《行政罚款计算指南》。这些指南旨在统一各数据保护机构所使用的罚款计算方式,并且规定了统一的计算“起始点”。该指南指出了决定罚款数额的三个要素:侵权行为的性质分类、侵权行为的严重性以及企业的营业额。
The guidelines set out a 5-step methodology, taking into account the number of instances of sanctionable conduct, possibly resulting in multiple infringements; the starting point for the calculation of the fine; aggravating or mitigating factors; legal maximums of fines; and the requirements of effectiveness, dissuasiveness and proportionality.
该指南规定了罚款计算五步法,即分别考虑:
1. 可制裁行为的数量,这一步可能导致多种行为被认定为侵权;
2. 罚款计算的起始点;
3. 从重处罚情节或者从轻处罚情节;
4. 法定最高罚款数额;
处罚是否具有实效性、劝阻性和相称性。
(图片来源于网络)
Following public consultation, an annex was added with a reference table summarising the methodology and two examples of practical application. As explained in the reading guide, the table and the examples are for illustration purposes only and have to be read in conjunction with the Guidelines.
在公开征求意见后,该指南增列附有总结了罚款计算方式的参考表以及两个实际应用示例。阅读指南指出,该表和示例仅供参考,须结合《指南》阅读理解。
The guidelines are an important addition to the framework the EDPB is building for more efficient cooperation among DPAs on cross-border cases, a strategic priority for the EDPB.
该指南是对欧盟数据保护委员会正在建设的框架的重要补充,这一框架旨在促进各数据保护机构在跨境案件中的有效合作,是欧盟数据保护委员会的战略重点。
Also following public consultation, the EDPB adopted a final version of the Guidelines on the application of Art. 65(1)(a). The guidelines aim to delineate the main stages of the Art. 65 procedure and to clarify the competence of the EDPB when adopting a legally binding decision on the basis of Art. 65(1)(a) GDPR. Following public consultation, the guidelines were amended to introduce clarifications and reflect recent developments, such as the adoption of the EDPB Guidelines on the application of Art. 60 GDPR and changes to the EDPB Rules of Procedure. In addition, an executive summary was added.
在公开征求意见后,欧盟数据保护委员会也通过了最终版的《关于GDPR第65条第(1)款(a)项适用的指南》。该指南旨在解释第65条所规定的程序的主要步骤,同时阐明了欧盟数据保护委员会有权依据GDPR第65条第(1)款(a)项通过具有法律约束力的决定。在公开征求意见后,欧盟数据保护委员会修订了该指南以阐明上述问题并反映最新动向,例如欧盟数据保护委员会《关于GDPR第60条适用的指南》的通过以及对欧盟数据保护委员会程序规则的修改。此外,该指南还增加了执行纲要。
原文链接:
https://edpb.europa.eu/news/news/2023/edpb-adopts-final-version-guidelines-calculation-administrative-fines-following_en
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